Securities Arbitration Practice Group

Investors experience losses in their portfolios, often as a result of market or economic conditions.  However, losses may be the result of the wrongful conduct of brokerage firms, investment advisors, banks, and other financial professionals.

The Securities Arbitration Group is focused on representing high net worth investors, who have incurred losses due to fraud, breaches of fiduciary duty, negligence and other forms of misconduct.  We aggressively pursue relief in arbitration proceedings on behalf of our clients, as these claims are typically subject to mandatory arbitration before the Financial Industry Regulatory Authority (“FINRA”) or the American Arbitration Association.

The attorneys in the Securities Arbitration Group are dedicated to representing individual and institutional victims of financial and securities fraud, breaches of duty, and other broker, adviser, and financial firm misconduct.  The members of the Securities Arbitration Group understand securities law, investment firm practices, and complex investment transactions, and will apply their knowledge and understanding to develop legal strategies that maximize the recovery of investment losses.

For more information about our securities arbitration work, please contact Stephanie M. Beige at  or